Browse Compliance/Legal Jobs

Apply now for Compliance/Legal Jobs. 1,594 positions are currently open at eFinancialCareers.

Job title

Company

Sub-sectors

Location

  1. Compliance - Wealth Management - Regulatory Advisory Support - Associate

    • Competitive
    • Singapore
    • Permanent, Full time
    • Deutsche Bank
    • Updated on:  24 Jan 20

  2. Compliance - Surveillance Officer (Trade and Communication) - Assistant Vice President

    • Competitive
    • Singapore
    • Permanent, Full time
    • Deutsche Bank
    • Updated on:  24 Jan 20

  3. Director, Compliance - AML

    • Competitive
    • Singapore
    • Permanent, Full time
    • Visa
    • Updated on:  24 Jan 20

  4. Director, Legal Counsel

    • Competitive
    • Singapore
    • Permanent, Full time
    • Visa
    • Updated on:  24 Jan 20

  5. Senior Counsel, Cyber & Intelligence Solutions

    • Competitive
    • Singapore
    • Permanent, Full time
    • Mastercard
    • Updated on:  23 Jan 20

  6. Consumer Business Support Unit Analyst - 9

    • Competitive
    • Singapore
    • Internships & Graduate Trainee, Full time
    • Citi
    • Updated on:  23 Jan 20

  7. Consumer Business Support Unit CBSU Analyst

    • Competitive
    • Singapore
    • Internships & Graduate Trainee, Full time
    • Citi
    • Updated on:  23 Jan 20

  8. Compliance Officer - Singapore

    • Competitive
    • Singapore
    • Permanent, Full time
    • Transferwise
    • Updated on:  23 Jan 20

  9. APAC Financing Group Lawyer

    • Competitive
    • Singapore
    • Permanent, Full time
    • Credit Suisse
    • Updated on:  24 Jan 20

  10. SrPrin, Compl&Control

    • Competitive
    • Singapore
    • Permanent, Full time
    • BNY Mellon
    • Updated on:  23 Jan 20

  11. COMPLIANCE MANAGER

    • competitive package
    • Singapore
    • Permanent, Full time
    • Recruitment Intelligence Consultants Limited
    • Posted on:  23 Jan 20

  12. KYC Specialist, Private Banking, Consumer Banking Group

    • Competitive
    • Singapore
    • Permanent, Full time
    • DBS Bank Limited
    • Updated on:  23 Jan 20

  13. Internal Audit Officer

    • Up to SGD $6000
    • Singapore
    • Permanent, Full time
    • RE BFCG
    • Posted on:  23 Jan 20

  14. Associate Director, CCFCC Advisory, Transaction Banking

    • Competitive
    • Singapore
    • Permanent, Full time
    • Standard Chartered Bank
    • Updated on:  23 Jan 20

  15. Director, Conduct, Financial Crime & Compliance (CFCC) Advisory, Transaction Banking

    • Competitive
    • Singapore
    • Permanent, Full time
    • Standard Chartered Bank
    • Updated on:  23 Jan 20

  16. Project SAIL, Business Analyst

    • Competitive
    • Singapore
    • Permanent, Full time
    • Standard Chartered Bank
    • Updated on:  23 Jan 20

  17. Associate, Compliance, CIB Trade Surveillance

    • Competitive
    • Singapore
    • Permanent, Full time
    • Standard Chartered Bank
    • Updated on:  23 Jan 20

  18. Specialist - FCRMP

    • Competitive
    • Singapore
    • Permanent, Full time
    • Standard Chartered Bank
    • Updated on:  23 Jan 20

  19. Paralegal

    • Competitive
    • Singapore
    • Permanent, Full time
    • Partners Group AG
    • Updated on:  23 Jan 20

  20. Regional Compliance Manager, REIT

    • $70-100K Base with Good Bonuses
    • Singapore
    • Permanent, Full time
    • Verite Partners
    • Updated on:  23 Jan 20

  21. SOX Compliance Senior Analyst – Big 4 auditors preferred

    • Competitive
    • Singapore
    • Permanent, Full time
    • Ethos BeathChapman
    • Updated on:  23 Jan 20

  22. Compliance Project Manager – Big 4 auditors preferred

    • Competitive
    • Singapore
    • Permanent, Full time
    • Ethos BeathChapman
    • Updated on:  23 Jan 20

  23. IT Compliance Senior Analyst – Big 4 IT auditors preferred (Python)

    • Competitive
    • Singapore
    • Permanent, Full time
    • Ethos BeathChapman
    • Updated on:  23 Jan 20

  24. Legal Counsel - Insurance

    • Up to SGD$150,000 on annual base and variable bonus
    • Singapore
    • Permanent, Full time
    • PeopleSearch
    • Updated on:  23 Jan 20

Compliance/Legal: currently 1594 jobs.The latest job was posted on 24 Jan 20.

Compliance / Legal

Since the global banking crisis of 2007-08, there has been an ever increasing need for legal and compliance professionals in the banking and finance world. Regulations are being tightened all the time, and it is the job of the compliance professional to ensure that their company stays on the right side of the law.

Compliance jobs can be found right across the financial services and banking sector. Banks, asset managers, hedge funds, insurance companies and others must ensure that they are in line with the regulations imposed by the country they are working in.

On the other side of the coin, compliance professionals are also employed by financial services regulatory bodies such as the MAS in Singapore, the FSA in the UK and the SEC in the US.

What does a Compliance Manager Do?

A compliance manager acts as a legal and regulatory point of reference for all of his or her employer's activities. This involves ensuring that front office employees understand their responsibilities, as well as training and educating traders and sales people in compliance matters.

Types of Compliance Work

Sales and trading compliance professionals often specialise in a particular product such as bonds, equities or derivatives. They work with traders and salespeople to ensure compliance with all local regulations.

Control room compliance is a more centralised affair, and involves maintaining the bank's restricted list and checking for abnormal dealing activity. When someone's activity needs to be carefully watched, it will the control room compliance manager doing the watching.

Some compliance jobs involve a great deal of monitoring and surveillance, particularly of transactions which might indicate fraudulent activity - insider dealing, for example, or market manipulation.

Anti-money laundering compliance officers, as the title suggests, are concerned with preventing money laundering, where the financial proceeds of illegal activity are made to appear legitimate.

Training

The International Compliance Association (ICA) leads government accredited training and qualification programs for compliance professionals in Singapore.

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