Client onboarding officer-Equity Derivatives Client onboarding officer-Equity Derivatives …

Huatai Financial Holdings (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 27 May 20
Competitive
Huatai Financial Holdings (Hong Kong) Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 27 May 20
Competitive
Established in 2006, Huatai Financial Holdings (Hong Kong) Limited (“HTHK”) is a wholly-owned subsidiary of Huatai Securities Co. Limited (“HS”), a publicly listed company on both the Shanghai Stock Exchange (601688.CH) and the Hong Kong Stock Exchange (6886.HK). HTHK currently has Type 1, Type 2, Type 4, Type 6 and Type 9 licenses and it is carrying out the following businesses: securities, futures brokerage, corporate finance and asset management.

Key Responsibilities:

  • Responsible for handling Client Onboarding team, to liaise between Business and other relevant divisions such as Compliance, Risk etc in executing new client onboarding
  • Ensure all the account opening documentation are compliance with internal policies and regulatory requirements including but not limited to CDD, AML, FATCA and CRS
  • Working closely with Business, Compliance and Risk to address all client control issues;​

Qualification

  • University Degree holder
  • 2-3 years experiences with extensive knowledge in Client onboarding/Client Data management
  • Able to multi task, prioritize and meet deadlines
  • Excellent interpersonal and communication
  • Good command of spoken and written English and Chinese (Cantonese & Mandarin)
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