Compliance AVP - Director

  • Competitive Package
  • Hong Kong
  • Permanent, Full time
  • QHire Ltd
  • 15 Nov 18

QHire, boutique executive search firm, with the mission of connecting professionals with “the right” opportunity to benefit both employers and employees from the advice of a reliable partner throughout business and career development.

Responsibilities:

- Monitor and manage the compliance works and business activities for the Group, ensure to comply with the internal policies and external regulations;

- Provide advice and guideline to the business units such as asset management, private equity and corporate finance to ensure in compliance with the laws, rules and regulations set by SFC;

- Implement the compliance manual, review and update the policies and procedures periodically;

- Handle licensing issues and information requests from SFC and business units;

- Carry out compliance trainings to the business units and provide advice to the management;

- Handle ad hoc projects when required.

Requirements:

- Degree holder in Business or related disciplines;

- At least 5 years relevant experience related to the industries of asset management and corporate finance, relevant experience in handling private equity business is highly preferred;

- Experience in handling the licensing application for the business units;

- Familiar with Securities and Futures Ordinance related to RA1, 4, 6 and 9;

- Hands-on experience in company secretarial works is preferred;

- Independent, self-motivate with good communication skills;

- Strong command of both written and spoken in English and Chinese, fluency in Putonghua is highly preferred;

- Candidates with legal background will be an advantage.

 

We also have other risk and compliance related roles in the market. Please contact 22535036 for a confidential discussion.