Compliance Officer

  • Attractive
  • Hong Kong
  • Permanent, Full time
  • ALS Recruit , EA Licence No: 16S8075
  • 15 Nov 18

Our client is a regional company (belonging to a group which is listed in the NYSE) which provides online fintech services. With aggressive business expansion in Asia, they are inviting compliance and risk professionals to join their team in Hong Kong.


  • Develop internal compliance framework, policies and procedures to ensure compliance with local regulatory requirements
  • Handle inquiries from regulators including the HKMA, liaise with all internal and external stakeholders to prepare the responses
  • Track regulatory guidelines/circulars and coordinate with internal stakeholders on implementation plan
  • Advise management and other functional team of Hong Kong business on a wide range of subject matters, including regulatory requirements affecting electronic payments, merchant acquiring and related issues
  • Monitor and advise management on implications of political developments impacting the business

To succeed in this role, you will require the following demonstrable skills and attributes:

  • At least 8 years’ experience in the financial industry in compliance, or a consultancy firm or a regulator
  • Experience in fintech, payments, data privacy and/or other risk area a strong advantage
  • Sound knowledge of compliance and regulatory obligations of Stored Value Facilities;
  • Strong organisational and analytical skills
  • Excellent communication skills
  • Commercially minded and detail-oriented
  • Highly motivated and able to work independently and under pressure in a dynamic industry
  • Adaptable and able to work well in a fast paced, team oriented environment

To apply, please email your resume to