Head of Regulatory Compliance - Corporate Banking Head of Regulatory Compliance - Corporate Banking …

Charterhouse Partnership Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 13 Aug 19
Attractive salary to the right candidate
Charterhouse Partnership Hong Kong
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 13 Aug 19
Attractive salary to the right candidate
Charterhouse Partnership Hong Kong
• Minimum 10 years regulatory/advisory compliance experience in commercial/corporate banking • Prestigious international corporate bank • Strong language skills in English and Chinese

Responsibilities

  • Provide effective compliance advice and support to management as well as business stakeholders
  • Ensure timely dissemination of regulatory update and issuance of compliance alerts to management as well as business stakeholders
  • Promote and maintain an effective working relationship with internal business stakeholders as well as local regulators (e.g. HKMA and SFC)
  • Act as the Personal Data Protection Officer of HK Branch
  • Interpret local regulations to establish/review compliance policies and procedures in managing regulatory and compliance risks of HK Branch
  • Establish effective mechanisms to track the progress of business stakeholders in complying with regulatory requirements and recommendations of regulators/auditors
  • Monitor regulatory changes and developments in relevant business areas to ensure the relevancy/applicability of existing policies and effective implementation of any new policies
  • Oversee and manage the design and delivery of compliance training to business stakeholders
  • Take up ad-hoc projects as assigned by management from time to time

Requirements

  • Bachelor degree holder preferably in Law, Business or relevant discipline
  • Minimum 10 years of relevant compliance experience in Banking and Finance (With at least 7 years of Management experience)
  • Solid regulatory experience across corporate banking, global markets and transaction banking
  • Familiar with local regulatory regulations
  • Excellent leadership and people management qualities
  • Good command in written and spoken English and Chinese

If you are interested in finding out more about this career opportunity, please email your resume to Nestor Roldan enquiries@charterhouse.com.hk Tel: (852) 3151 1320 Web: www.charterhouse.com.hk

Charterhouse Partnership Hong Kong is here to assist you in your job search. Our experienced recruitment consultants will provide you career advise and assist you in developing a tailored job search strategy

Company Overview
about charterhouse

Charterhouse was formed in 2003 in Australia and it has established itself as a reputed recruitment specialist in its industry. With footprints in Asia, Australasia and the Middle East, we offer professional and bespoke contingency and retained search services across a variety of industrial sectors.

For more information on how we can help you, give us a call for a confidential discussion at (65) 6435 5600.

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