Head of Risk & Compliance, Consumer Finance

  • Competitive
  • Hong Kong
  • Permanent, Full time
  • Morgan McKinley Hong Kong
  • 14 Nov 18

Head of Risk & Compliance, Consumer Finance

Our client is a Consumer Finance Company with a strong Asia presence. They are currently looking for a Head of Risk & Compliance to join their compliance and risk department.

Responsibilities:

  • Monitor firm's compliance, AML control and CDD system with internal policies, applicable banking laws, regulations and guidelines.
  • Liaise with business units and external lawyers on any compliance and legal related matters
  • Review and approval of legal documents , marketing materials and provide necessary recommendations
  • Liaise with relevant regulatory authorities on legal & compliance issues
  • Report directly to CEO of the company whilst working closely with other colleagues in the team

Requirements:
  • Bachelor Degree in Business / Commerce / Law or related discipline
  • Minimum 15 years experiences in compliance in financial services company, preferably retail banking or consumer finance.
  • Strong communication and presentation skills
  • Excellent command of written and spoken English and Chinese