Head of legal and compliance

  • Highly competitive
  • Hong Kong
  • Permanent, Full time
  • Unicorn Advisor (HK) Limited
  • 15 Nov 18

A tier one Chinese investment bank is looking to hire a head of legal and compliance to lead their legal & compliance function for their offshore operation. They are a full-fledged investment bank with businesses across IBD, capital markets, cash equities & equity derivatives, FICC, asset management and principal investment.

- Lead the legal and compliance team, functioning as the gate keeper and supporter of all major business lines and other key functions. 

- liaise with external parties and internal risk management, HR, operations, IT departments to provide a sound and strong infrastructure for the firm's offshore business, as well as cross-border activities.