Investment Compliance Manager, Global Asset Management Firm, 45-60k per month.

  • 45-60k per month
  • Hong Kong
  • Permanent, Full time
  • Pure Hong Kong , EA Licence No: 12S5954
  • 14 Nov 18

Our client is a Global Financial Institution, with a strong presences in Asia Pacific Region including HK, China, Japan, Singapore and Australia. They specialize in investment servicing, investment management and global markets business, with strong commitment to grow in Asia.

A western multi-billion dollar asset management, with strong presence in HK and Asia Pacific Region. This person will be part of their Investment Compliance Team, responsible for providing regulatory compliance duties for Greater China region.

The Company

Our client is one of the leading asset managers in Hong Kong and Asia Pacific, with strong compliance culture in placed, provide excellent work-life balance and career prospect.  They are currently looking for an experienced, knowledgeable and driven compliance professional to become part of their Regional Compliance Team.

The Role

As a part of the Investment Compliance team, you will be reporting to Regional Head of Compliance, handling monitoring tasks, investigation of potential breaches and performing risk assessment for the region. You will be performing trading desk monitoring to ensure regulatory and internal requirements are being compiled. You will be able to gain exposure in the broader compliance experience outside of Investment Compliance. 

Your Profile

The successful candidate will be a degree holder in Law or Accounting, with a professional qualification, with at least 3-6 years of experience working in an investment management or asset management, with strong exposure in investment compliance, you will possess excellent presentation and communication skills (Fluent English is a MUST) and an ability to deal with all levels of an organization.