• Competitive
  • Hong Kong
  • Permanent, Full time
  • HSBC
  • 2019-06-19

Manager Investigations - Compliance

  • Full time
  • Hong Kong
  • 19 Jun 19

Manager Investigations - Compliance

Some careers have more impact than others.
If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.

Compliance is a global function that brings together all aspects of regulatory and financial crime risk management. Acting as risk stewards, and incorporating a range of specialist teams, we work together with the business and leverage advanced technology to help HSBC navigate a complex regulatory landscape and embed a sustainable approach to compliance risk management that supports safe growth and serves customers fairly. Compliance aspires to continuously raise the bar and set leading standards across the industry to help HSBC safeguard its customers and the communities within which it operates.

We are currently seeking a high caliber professional to join our team as Manager Investigations .

Principal responsibilities

  • As directed, investigate all relevant Financial Crime, which may originate from the IASD, law enforcement, business, HR, AML Investigations or other relevant referrals.
  • Assist the Senior Investigations Manager, Major Investigations in identifying best practices and procedures to be followed at different stages.
  • Assist the Senior Investigations Manager, Major Investigations in providing guidance and solutions to the Business and or involved areas, in timely and effective manner for each of the identified cases focusing on control weaknesses, responsible and decision making.
  • Assist the Senior Investigations Manager, Major Investigations in planning and executing the appropriate procedures for recording losses identified in the investigation.
  • Strengthen control logs, strategies and the certification of operational losses process
  • Assist the Senior Investigations Manager, Major Investigations with recommendations for process improvement, control weaknesses as well as trends identified in investigations, those that have facilitated fraud crime.
  • Maximise loss recovery and minimise risk exposure by taking prompt action where required
  • In conjunction with Senior Investigations Manager, Major Investigations take immediate decisions on legal situations in liaison with the Legal Team.
  • Provide oversight of intelligence or case files being shared with Law Enforcement or government agencies
  • Manage the businesses expectations in relation to anticipated timescales of investigations, referring any problems in this respect immediately to the management or line management
  • Prepare and submit clear, concise, factual, unbiased, thorough and timely investigation reports
  • To provide advice and support on investigations of all types of fraud and financial crime to other countries within the region when required. Ensure that adequate support is given to countries so that appropriate decisions are made by them and to minimise operational lapses.


Qualifications
Requirements
  • Excellent man management, verbal communication and inter personal skills.
  • Excellent oral and written communications skills.
  • Excellent interviewing and counselling techniques.
  • Creativity and willingness to take the initiative.
  • Good analytical skills.
  • An enquiring mind with a good eye for detail.
  • Willingness to travel.
  • Fluency in one or more languages would be an advantage.
You'll achieve more when you join HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.
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