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Senior Compliance Manager for USD 5bio+ Hedge Fund

Bohan Group Hong Kong
Posted 6 days ago In-Office Job Permanent $150k - $300k
G
Posted by
Greg Earle
Recruiter
We are partnering with a top tier Asia Multi-Strategy Hedge Fund (AUM USD 5bio+), they are actively expanding their overseas footprint and currently looking for a Senior Compliance Manager for the Hong Kong office.

For this role, you are expected to have a minimum of 6 years of compliance experience and be currently working at a reputable hedge fund in Hong Kong. This role will be to report directly to the fund CEO and oversee the client and proprietary investments.

Responsibilities:

  • Handle and advise on the SFC regulated activities (Types 1, 4, 9)
  • Responsible for internal control and investigations from compliance perspective
  • Handle regulator’s enquiries, including SFC, HKEx, and other overseas regulators
  • Provide regulatory advice on rules and internal policies including AML and other relevant updates; review business activities and new initiatives to ensure compliance with regulatory requirements
  • Keep abreast of regulatory updates and ensure timely implementation of relevant policies and procedural manuals
  • Advise business line management and assist in providing solutions to potential problems or issues involving compliance or regulatory risk
  • Coordinate and handle external audit or regulatory review
  • Perform internal control room function
  • Perform follow-up to verify the implementation of recommendations from regulators, external and internal auditors, assist to resolve compliance-related findings.

Requirements:

  • Degree holder in Business Administration, Law or related disciplines
  • Minimum 6 years of compliance experience at a reputable investment management firm
  • Sound knowledge of local regulations such as SFO, Money Lender Ordinance, Personal Data (Privacy) Ordinance, etc.
  • Familiar with financial institution’s operations
  • Responsible, attention to details, well-organized with good communication skills
  • Fluent in English and Mandarin.

Please reach out to Monica Qin on: mqin@bohanco.com

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