Senior Compliance Officer (AML)

Responsibilities:

• Provide compliance advice and support business initiatives
• Ensure AML compliance level with local rules and regulations as well as keeping abreast of company policies
• Supervise or coach junior staff in the team to plan, execute and manage AML related projects
• Manage relationship with the relevant Exchanges and Regulators, handle regulatory reporting, inquiries and inspections
• Review sales and marketing materials on various products and services
• Deliver in-house compliance training
• Handle day-to-day AML compliance related matters, e.g. providing AML compliance advisory to business units/operation, conducting AML/KYC checking, handling AML monitoring and trade surveillance and STR reporting 

Requirements:

• Undergraduate Degree in Law, Accountancy, Finance, or related disciplines
• Minimum 3-5 years of AML compliance and trade surveillance experience, experience of FATCA and CRS is a plus
• Professional qualification on AML such as ACAMS, AAMLP is an advantage
• Good understanding of AML laws and regulations, SFC codes and regulatory requirements
• Self-motivated, independent, able to communicate effectively at all levels
• Strong communication and analytical skills as well as high degree of professional maturity
• Excellent verbal and written communication skills both in Chinese and English, proficiency in Mandarin is a plus.