Senior Regulatory Compliance Manager - Fund Houses  …

Star Anise Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 13 Jun 19
Competitive
Star Anise Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 13 Jun 19
Competitive
Senior Regulatory Compliance Manager - Fund Houses
Job Description
SVP, Senior Compliance Manager - Fund Houses
An established Investment management is seeking an experienced senior compliance professional

Our client is a well-established investment management company that offers full spectrum of investment products and services to both private and corporate investors. With sizeable business operation in Asia and currently expanding, our client is seeking for an experienced senior compliance professional to join Legal and Compliance team.

Reporting directly to Head of Legal, you will advise on a full range of compliance and regulatory issues as well as support the Group's Regulatory Compliance strategy. You will work closely with global legal and compliance team, operation and risk management team to ensure that best practices are followed in accordance with the applicable laws, rules, regulations and internal policy. This role is essential, you will ensure employees comply with the firm's internal policy and procedures for various activities. Being a senior member of the team, you will be responsible to update firm's compliance framework with latest regulatory requirements, draft/update policy and procedures.

To qualify, individual must possess:
  • University degree or professional qualification in Law, Finance, Accounting, or Business with a minimum of 10 years relevant experience in regulatory compliance function
  • Hands on experience in Fund houses compliance
  • Good team player - one who is able to prioritize in a fast moving, high pressure, constantly changing environment
  • Experience of interpreting and analysing a large volume of information and / or data and provide succinct summary for management
  • Entrepreneurial inclination - ability to work alone and act as a project manager
  • Ability to work with various departments in different offices worldwide and build smooth working relationships
  • Strong analytical and problem solving skill
  • Significant leadership experience and a strategic thinker
  • Excellent communications skills with fluency in English and Mandarin

To apply, please contact Jennifer Yang for a confidential discussion at (852) 3708 9510 or email jennifer.yang@staranise.com.hk quoting job reference number JY33822. To visit more Legal, Compliance and Risk management jobs please check www.staranise.com.hk

Data collected will be for recruitment purposes only. Only shortlisted candidates will be contacted. If you have not been contacted within 5 business days of your application, please assume your application has not been shortlisted.

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