Compliance - Control Room

  • Competitive
  • Tokyo, Tokyo-to, Japan
  • Permanent, Full time
  • Morgan McKinley - Tokyo
  • 15 Nov 18

Compliance - Control Room

Language Proficiency

Japanese: Fluent
English: Intermediate/Business

A top tier US investment bank is looking to strengthen the integrity of its compliance department in its Tokyo control room

Roles/Responsibilities

  • Ensure the integrity of the Chinese Wall between IBD, secondary markets and Asset Management is in tact through the close monitoring of internal activity
  • Review Equity and Fixed Income reports and cross check with lists
  • Closely review Watchlist and Restricted List
  • Approve cross-wall requests from banking side
  • Liaise and support with core compliance

Required skills
  • Direct experience in control room, or related compliance / legal position in financial services
  • Strong communication, analytical and project management skills
  • An ability to coordinate with various stakeholders with confidence and tact

About our client

A leading global bank with an advanced compliance framework and broad APAC profile

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.