Senior Compliance Officer - OTC

  • Competitive
  • Tokyo, Tokyo-to, Japan
  • Permanent, Full time
  • Morgan McKinley - Tokyo
  • 16 Nov 18

Senior Compliance Officer - OTC

Language Proficiency

Japanese: Fluent
English: Intermediate/Business

A new opportunity for a senior compliance office with strong OTC experience to manage and build a compliance function within a top Investment Bank.

Roles/Responsibilities

  • Reporting into the Head of Global Markets, manage the advisory, surveillance and controls testing teams, focusing mainly on OTC product lines.
  • Develop governance and control, working closely with the global offices to ensure a robust compliance infrastructure.
  • Stay up-to-date with local and global regulations and industry trends pertinent to OTC product.
  • Face off to and build strong relationships with regulators, ensuring that the organisation maintains its image and reputation in the market.
  • Be proactive in partnering closely with the business to provide assistant, support and advice, supporting current product lines as well as new product development.

Required skills
  • Strong compliance background and experience managing compliance business line teams.
  • Strong OTC product experience, particularly derivatives.
  • Experience managing compliance teams and facing off to senior management.

Preferred skills
  • Native Japanese and high fluency in English.

About our client

Top Japanese Investment and Corporate Bank.

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.