• Permanent, Full time
  • DO Recruitment Advisors
  • 14 Nov 18

Regulatory Compliance and Testing Manager (M/F)

  • Luxembourg
  • Negotiable
  • Full time

Hi All, I'm currently recruiting for a Regulatory Compliance and Testing Manager for one of my client, a well-known financial institution. The ideal candidate will have more than 5 years in regulatory compliance/audit experience within the banking sector and speak fluently English. Go and check the job description on the link below.

Regulatory Compliance Monitoring and Testing Manager (M/F)



THE ROLE

Reporting to the Country Head of RC, the Regulatory Compliance (RC) Monitoring and Testing Manager provides ongoing, periodic monitoring and comprehensive testing for adherence to RC requirements.


  • Support the Business by providing specialist monitoring assistance as required;
  • Conduct thematic and targeted reviews across all Luxembourg business lines, leading reviews as appropriate. Track and close subsequent monitoring findings;
  • Assist with the identification of key emerging compliance risks across all RC categories and interface appropriately with other RC teams and senior management;
  • Support the completion of the European RCMAT monitoring plan via on-site visits as required and subject to availability.
  • Face key Business decision makers within the Bank and ensure a clear and open channel of communication with management so information, questions and concerns of RCMAT can be directed to the proper stakeholders in a prompt and efficient manner;
  • Engage with RC and Business on emerging themes and compliance risks that could impact business;
  • Collaborate with RC (Conduct) policy owners on horizon risks that may impact business;
  • Collaborate with Business and Functional Heads on any relevant RCMAT key findings or open issues.


THE CANDIDATE PROFILE

  • University graduate in Banking or Audit
  • Significant experience as a compliance manager or equivalent within a global firm, in the financial services industry.
  • Experience of dealing with regulatory matters and confident interaction with regulators.
  • Understanding of RC requirements and risk-based monitoring techniques;
  • Varied business and regulatory experience, the latter acquired via Compliance roles and/ or time with a regulator;
  • Strong inter-personal skills and excellent communication, dealing with senior executives;
  • Excellent planning, prioritization and documentation skills are essential;
  • Enthusiastic, pro-active, self-starter with a drive to deliver high quality monitoring standards;
  • Effective and concise verbal and written communication skills;
  • A proven track record of quickly acquiring new skills and expertise;
  • Lateral, creative thinker with good problem solving and analytical skills;
  • Good quantitative and qualitative analytical skills;
  • High level of professional and personal integrity.
  • Fluency in English required, French and/or another European language desired.


THE CLIENT

Our client is a well-known financial institution.