• Competitive
  • Kuala Lumpur, Malaysia
  • Permanent, Full time
  • Citigroup Transaction Services (M) Sdn Bhd
  • 2018-11-14

MYS CTSM KL - Compliance Business Control Senior Analyst

MYS CTSM KL - Compliance Business Control Senior Analyst

  • Primary Location: Malaysia,Wilayah Persekutuan,Kuala Lumpur
  • Education: Bachelor's Degree
  • Job Function: Compliance and Control
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 18069832


Description

Job Purpose:

Work with the AML APAC teams within countries, Regional teams in Hong Kong, Singapore and Kuala Lumpur Hub to ensure that there is an effective risk assessment and control environment in place within the AML functions in APAC
Drive high quality standards for processes and controls and demonstrate these to the business partners.

Job Context:

Citi AML provides mitigation on money laundering and terrorist financing risks for Citi and its customers in the global marketplace across three pillars of Prevention, Detection and Reporting. It uses skilled analysts, state-of-the-art technology and globally standard policies and procedures to ensure effective monitoring and reporting of suspicious activities.
Key Responsibilities:
  • To be part of the team responsible for Managing Regulatory Examinations, Internal/External audits and Compliance Assurance reviews  for AML APAC covering Transaction Monitoring, Country Program audits, Regional AML Program reviews. This includes deliverable management, liasoning with various country and Regional Stakeholders, engagement on Issues and tracking till closure of report finalization. Information and documentation to be collected in a timely manner, tracked and documented.
  • Identifying areas of risks and corrective action plan (CAP) to mitigate the risk. Tracking the closure of these CAPS to ensure closure within timeline including validation of self-identified CAPs.
  • Performing Global applicability analysis on Issues raised across the regions/countries to assess its applicability within the region and identify correction action, if any, including presenting to senior management.
  • Perform trend analysis for issues being identified across regions and identifying areas requiring deep dive or focus review from country/regional teams.
  • Responsible to validate procedures, tools and training meet policy and provide control recommendations and ensure they are align with global standard policies, procedures and tools.
  • Attend and be part of all governance forums and meeting and provide guidance/advice on risks in business and recommending controls.
  • Support Global Risk and Control team on all control related initiatives and other activities to ensure compliance with Citi policies and regulatory requirements.
  • Act as Internal Trainer - develop training programs & plans and conduct training sessions accordingly on Governance Risk and Control.
  • Assist the Governance Risk & Control Senior Manager as a primary point of contact for Governance Risk and Control related queries and matters.
  • Ensure compliance to global standard policies, procedures and tools.


Qualifications

Qualifications:

Banking / Finance / Business background

Knowledge / Experience:
  • Required: 5 - 8 years working experience, preferably in AML or Banking Operational Risk and Control
  • Required: Operations Management Experience
  • Required; Awareness of AML regulation and banking products
  • Required: Must be Computer Literate
  • Required: Excellent written and oral communications skills
  • Required: Analysis and research skills. Attention to detail