AVP, Market Conduct Investigations - HSBC Life

Job description

Some careers grow faster than others.

If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC Life in Singapore is the combination of AXA Singapore and HSBC Insurance. Here you can specialise in Insurance but enjoy the advantages that come with being part of a leading global international bank.

Insurance is about people, and the promises they make. At HSBC Life in Singapore we help deliver on these promises by providing a wide variety of life insurance products and services to our clients throughout the Asia-Pacific region. Our employees enjoy a dynamic and innovative workplace and a world of opportunities to develop their careers in a high-profile growing business segment. We empower our combined team of high-performing individuals to build skills and explore new experiences to realise the full potential of being part of HSBC.

Together we will pursue efficient ways of working. We will harness the latest data and technology solutions to achieve meaningful outcomes for our clients. And the protection we offer will create broad and lasting impact, helping clients to be healthier, more productive and more confident in their futures.

We are currently seeking a high calibre professional to join our team as an AVP, Market Conduct Investigations.

Principal Responsibilities

• Conduct investigations in relation to market misconduct complaints and follow-up actions
• Perform market conduct compliance reviews, monitor, and implement follow-up actions
• Maintain and revise policies and procedures for the general operation of distribution compliance activities
• Carry out surveillance activities to identify and mitigate sales practices of the distribution force
• Support head in assuring regulators, internal auditors, compliance assurance reviewers on quality of investigations and surveillance activities
• Liaise with the Regulator and relevant Government Agencies as appropriate
• Support head in assessing operational risks relating to market conduct, taking account of changing economic and market conditions, legal and regulatory requirements, operating procedures and practices, distribution and compensation structure and the impact of new technology
• Produce reports for stakeholders with management information and reports relating to emerging trends impacting the effectiveness of market conduct controls
• Support training of agents and agency leaders on market conduct regulations
• Cover duties of team leader and members in his/her absence
• Any other ad-hoc duties and projects

Requirements

• Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent
• Has relevant experiences in compliance, or investigation background from law enforcement agencies
• Strong Analytical Skills
• Meticulous
• Strong Communication and Writing Skills

To be considered for this role, the relevant rights to work in Singapore is required.

You’ll achieve more when you join HSBC.

www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.