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Associate / Analyst, Equities Sales Support, DBS Vickers Securities

DBS Bank Limited
Singapore
Posted about 13 hours ago Permanent Competitive
Associate / Analyst, Equities Sales Support, DBS Vickers Securities
Business Function:
DBS Vickers Securities is the wholly-owned brokerage arm of DBS Bank. Headquartered in Singapore, we provide a comprehensive blend of services for retail and institutional clients. We also have strong presence in Hong Kong, Thailand and Indonesia, as well as offices in USA and UK, and partnerships and affiliations across the rest of Asia. DBS Vickers Securities offers a broad range of services, which include share placement and trading, Exchange Traded Funds, and securities custodial services. We are also an active player in the distribution of primary and secondary issues in the Singapore and regional Capital Markets.

Job Purpose:
As a key member in the middle office operations, you will be responsible in supporting the end to end trade lifecycle management.


Responsibilities:
Transactional
  • Trade booking including trade amendments, allocation and validation in Fidessa
  • Management of full trade lifecycle including fails trade investigation, exception management, settlements and reconciliations
  • Liaising with both internal and external parties to solve any trade-related queries or discrepencies
  • Preparation of Client reports including EIT P&L, risk and regulatory reporting.
  • Understand the structure of each non generic trades including OTCs, with work closey with IT and the business to ensure smooth transition of new exotic trades
  • Participate in implementation projects and initiatives
Client Onboarding
  • Supporting all aspects of client Onboarding to include the fulfilment of Anti Money Laundering (AML),Know Your Client (KYC), and Account Opening requirements.
  • Communicate with the client and Account Manager to collect information to ensure all client KYC records are compliant with regulatory standard and submit them accurately and timely according to the established SLAs.
  • Own the end to end onboarding of new clients, ensuring adherence to KYC regulatory standards and account opening requirements, as well as subsequent periodic renewal process of all clients.
  • assist with the drafting and gathering of client documents and make independent recommendations regarding AML risk at a client level prior to final review by the head of Sales / management team.
  • Officers will be expected to stay current with all regulatory changes and requirements around client KYC, Suitability, Documentation, and product or account opening procedural changes.

Requirements:
  • Bachelor Degree or equivalent qualification with a minimum of 1 - 3 years of relevant working experience.
  • A strong sense of ownership, responsibility and sense of urgency
  • Drives results through leadership, people, communication and influence
  • Comfortable with change, ambiguity, debate, conflict and informed risk taking
  • Exercises independent judgment and decision making
  • Multi-tasker who can manage multiple streams of work concurrently with competing deadlines
  • Ability to challenge the status quo
  • Good working knowledge of Microsoft Excel functions and macros

Apply Now:
We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognizes your achievements
Job ID  WD37398
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