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Tangspac Consulting

Audit Risk Compliance Specialist (Perm)

Tangspac Singapore
Posted 3 days ago In-Office Permanent 6000-9000
Posted by
Faith Kenton
Recruitment Consultant
Asia-based bank holding company, ranked among the top largest banks is looking to hire two positions for their IT Audit and Compliance Team - a team member and a lead. The Compliance Specialist and lead are responsible to ensure the Company complies with external regulations, legal requirements and its internal policies. He/she will work closely with various stakeholders to identify risk areas and implement effective compliance policies and procedures.


  • Facilitate and support communications with internal/external audit in collaboration with respective departments
  • Provide guidance to staff on managing requests from auditors
  • Review adequacy of audit submissions by departments
  • Follow up audit findings and lessons learnt from External and Internal Audit
  • Provide an independent oversight and observation
  • Facilitate regular reviews of policy and procedure for alignment with regulatory requirements and implement best practices.
  • Facilitate adoption of policy and procedure by departments 
  • Conduct and provide training on external regulations and relevant policies
  • Ensure that all required trainings and due diligence checks are completed within schedule and maintain training records
  • Evaluate and examine whether the activities performed by Business Units are effective, appropriate and compliant with key regulations
  • Monitor expiry of any certificate, license and registration and ensure timely renewal
  • Participate and provide support in compliance investigations
  • Initiate and support Annual System Risk Assessments with respective System Managers and follow up on any identified risks for mitigation and closure.
  • Initiate regular BCP tests and follow up actions
  • Handling Regulatory Related Matters
  • Identify applicable laws and regulatory requirements
  • Keep abreast of regulatory changes/updates and perform gap analysis for alignment of entity policy and procedures as needed
  • Review and assess breaches flagged to compliance

Job Requirements

  • Bachelor’s Degree in Law, Business Administration, Finance, Accounting, Information Systems or related field.    
  • Min. 3-5 years of relevant work experience in compliance, internal control, risk management or internal audit.
  • Preferably with professional certifications such as CISA, CISM, CISSP, CIPP, CBCI, CRM, ICA, CA).
  • Possess a strong understanding of Singapore laws, regulations (including MAS guidelines and notices) and relevant industry standards such as information processing and financial industries
  • Preferably with working experience in financial services, IT industry in particular related to system development and integration
  • Preferably with IT audit experience.
  • Excellent technical writing and documentation skills
  • Advanced skills in using Microsoft Office products  
  • Good appreciation for risk related subjects
  • Strong communication, interpersonal and presentation skills
  • Possess excellent analytical skills, attention to detail to ensure quality of deliverables
  • Experience in operating and maintaining Crisis Notification System
  • Effective communication and management of stakeholders    
  • A self-starter team player who can work proactively with minimum supervision
  • Ability to multi-task, work under pressure and meet tight deadlines
  • High level of integrity and takes accountability over work    


HR & Recruitment
Tangspac Consulting provides resourcing solutions to early-stage startups, fintechs, enterprise technology companies, financial institutions, and gove...
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