The opportunity to conduct periodic Know Your Client (KYC) reviews of existing clients, performing enhanced due diligence, and ensuring overall compliance with CS procedural standards
Ensuring Sanctions, PEP and Adverse Media / Negative News screenings performed in accordance within CS procedures
You are responsible to perform tasks necessary to support the value chain and producing the results for reporting purposes in a timely manner.
You are partnering with Client Facing Employees, Front Office Management and other key stakeholders (e.g. Compliance, APAC and Location FLDS etc.) and acting as subject matter expert on various topics (such as Know-Your-Customer (‘KYC’), Adverse News, etc.).
Where gaps have been identified, you would provide suggestions on how they can be closed. Where areas of improvements have been identified, you would provide suggestions such as streamlining the existing controls for possible increased efficiency.
Fast learner with at least 2-4 years of experience in KYC related role
Traditional Chinese and Simplified Chinese language skill is a MUST to ensure continuation in supporting the First Level Discounting of Traditional & Simplified Chinese adverse news