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Compliance AVP (Asset Management)

Charterhouse Partnership Singapore Singapore
Posted 1 day ago Hybrid Job Permanent Highly Competitive
X
Posted by
Xuan Kwok
Recruiter
Charterhouse is currently partnering with a global asset manager to fill a position responsible for overseeing compliance matters in the Singapore office. The incumbent will collaborate closely with the global compliance team to develop and implement compliance frameworks across Asia.

Reporting to the Asia Head of Compliance, the incumbent will develop and implement compliance policies and procedures. You will serve as the subject matter expert on regulatory matters, supporting business units on group policies and compliance monitoring activities and initiatives.

Job Responsibilities

Your responsibilities will include conducting a risk-based compliance monitoring program and tracking regulatory developments to ensure timely implementation of changes in regulations and compliance policies.

 

Additionally, you will support transactional due diligence and conduct investigations on flagged transactions.

 

You will also take ownership of developing and providing compliance training to employees, aiming to raise awareness and ensure they stay updated with industry trends and regulatory changes

 

Requirements

  • Possess a Bachelor's degree in with a minimum of 5 years of regulatory compliance experience in asset management/ financial services organization
  • Ability to interpret and communicate laws, rules, and regulations effectively to ensure operational compliance within the business lines.
  • Excellent written and verbal communication skills in English.
  • Proactive and highly motivated, with the ability to handle challenging situations with maturity.

For more information on the above position, or to discuss the compliance market in general, please reach send your CV to xuank@charterhouse.com.sg or call 69500354 for a confidential discussion.

 

EA License no: 16S8066 | Reg no.: R1433611

 

Only successful candidates will be notified.

 

*Singaporeans only*

 

Job ID  xk
ABOUT COMPANY
Singapore
HR & Recruitment
about charterhouse

Charterhouse was formed in 2003 in Australia and it has established itself as a reputed recruitment specialist in its industry. With footprints in Asia, Australasia and the Middle East, we offer professional and bespoke contingency and retained search services across a variety of industrial sectors.

For more information on how we can help you, give us a call for a confidential discussion at (65) 6435 5600.

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