Compliance Analyst - Investment Bank - 6 months contract

  • Negotiable
  • Singapore
  • Contract, Full time
  • Links International , EA Licence No: 09C5322
  • 21 Jan 19

An investment bank is seeking a Compliance Officer to work as part of the APAC FC CTA team. The Role will have the responsibility of conducting the global FC CTA program standard including formalities check, KYC/SOW plausibility check as part of the relationship on-boarding, periodic review, name screening, post transaction alert management, etc. within the region.

Key Responsibilities

  • Conduct CTA review of the design and effectiveness of key FC CTA controls
  • Leverage global CTA workflows and templates for consistent testing and documentation;
  • Collect and analyze CTA results to assist FCC management with its risk-based approach to compliance;
  • Periodic reporting of the results of CTAs to FCC and Bank management;
  • Support the maintenance of global CTA standards based on regional changes to controls and identified risks;
  • Assist Regional FC CTA Head in the coordination and participation of FCC Site Visits.

Key Requirements

  • Bachelor's Degree in Banking & Finance
  • At least 5 years of experience in working within an FCC (may include Anti-Corruption, Anti-Fraud, and/or Sanctions Compliance) and/or Internal Audit function
  • General working knowledge of Singapore AML/CFT laws and regulations (e.g. including Notice 626 and accompanying Guidelines, CDSA, TSOFA, Info Paper on PB Controls) applicable to Banking and international AML standards (FATF, Wolfsberg). Additional awareness of regional rules would be beneficial
  • Experience working within large financial institution preferred
  • Excellent communication and organizational skills
  • Ability to multi-task competing priorities while maintaining a high degree of accuracy and attention to detail

Melanie Anne Weller
Consultant - Banking & Finance and Business Support
EA Registration Number R1441021
Links HR Singapore Pte Ltd
EA License Number: 09C5322