Compliance Analyst (Permanent) Compliance Analyst (Permanent) …

Morgan McKinley
in Singapore
Permanent, Full time
Last application, 16 Apr 21
Competitive
Morgan McKinley
in Singapore
Permanent, Full time
Last application, 16 Apr 21
Competitive
Compliance Analyst (Permanent)
Job Summary
  • Singapore
  • Permanent
  • BBBH777055
  • Mar 05, 2021
  • S$50-99k
Job Description
Our client, a prestigious Asset Management Firm is looking to hire for a Compliance Analyst for a permanent position. If you would be keen, please email your CV to ccho@morganmckinley.

Job Scope:
  • Providing regulatory advice and support to the client facing and marketing teams on fund distribution and marketing activities with clients in APAC
  • Review of marketing materials used with clients
  • Drafting and implementing policies and procedures together with the Marketing Compliance teams
  • Developing and conducting regulatory training on sales and marketing activities
  • Engaging business colleagues on suggested enhancements to supervisory processes and internal controls and implementing agreed enhancements with the business
  • Participating in department or cross-functional initiatives pertaining to sales and marketing activities
Requirements:
  • Around 2-4 years of compliance experience working with international financial institutions, with experience at global investment management firms a plus
  • Good understanding of financial instruments with experience in applying that knowledge in reviewing marketing materials for Institutional and/or Retail clients
  • Strong communication and interpersonal skills; good business acumen
  • Strong academic credentials
If you are interested in this position, please apply today or email Constance Cho ccho@morganmckinley.com

Morgan McKinley Pte Ltd

Constance Cho

EA License - 11C5502

Reg No - R1876688

Morgan McKinley logo
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