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Our client is seeking a highly motivated and detail-oriented individual to join their team as a Compliance executive / manager for the Private Banking and Wealth Management branch. This role will work closely with the Head of Compliance to perform general AML duties including KYC/CDD as well as Transaction Monitoring. This role will also allow the candidate to learn about the aspects of regulatory compliance, including the Banking Act as well as Securities and Futures Act.

Our client is one of the leading full-service banks that provide both corporate banking services as well as wealth management, with strong presence in the Asia region.

The job:

• Provide support to the Head of Compliance in managing the Branch's PB/Wealth Management compliance program

• Conduct AML compliance monitoring and reviews to ensure compliance with applicable laws and regulations

• Assist in Anti-Money Laundering (AML) compliance advisory support, including training and handling AML issues

• Review KYC/CDD documents for new customer onboarding and periodic review of existing customers' accounts

• Participate in Group AML monitoring enhancement projects

Requirements

• Bachelor's degree in Banking and Finance, Accounting, or a related discipline

• Minimum 2-3 years of general auditing or compliance experience, preferably in Private Banking or Wealth Management within banks or regulatory bodies

• Professional Compliance qualifications (e.g., ICA, ACAMS) are preferred.

• Strong knowledge of Singapore AML/CFT regulations, and able to perform a job scope covering both Transaction Monitoring as well as KYC

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