Compliance Lead - Retail and Private Banking Compliance Lead - Retail and Private Banking …

Black Swan Group
in Singapore
Permanent, Full time
Last application, 08 Mar 21
Competitive
Black Swan Group
in Singapore
Permanent, Full time
Last application, 08 Mar 21
Competitive
Posted by:
Richard Aldridge • Recruiter
Posted by:
Richard Aldridge
Recruiter
Exciting opportunity to be part of an established bank. This a leadership role managing the compliance team for the bank’s retail and private banking business segments.

The organisation offers you the chance to:

  • Keep abreast of regulatory developments and advise the bank on related legislations such as the SFA and FAA.
  • Maintain the relevancy and appropriateness of the organisation’s regulatory compliance framework/processes for the retail and private banking business.
  • Advise the AML/KYC CDD requirements for the private banking HNW clientele.
  • Build and implement an effective compliance monitoring program.
  • Assist in produce development and approval.

You offer:

  • Regulatory compliance experience in the private banking or wealth management industry.
  • Candidates with team management experience will be advantageous.
  • Experience liaising with various stakeholders across business lines
  • Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis

To discuss in more details and obtain further information please contact Shingo Wong on shingo.wong@blackswangroup.com or call +65 3165 0029

EA Registration Number R1545180. Licence Number – 16S8139

Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and New York supporting clients across the entire spectrum of financial services businesses.

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