Compliance Manager – Asset Management Compliance Manager – Asset Management …

ALS Recruit
in Singapore
Permanent, Full time
Last application, 17 Oct 21
Attractive
ALS Recruit
in Singapore
Permanent, Full time
Last application, 17 Oct 21
Attractive
Posted by:
Suwarti Karnati • Recruiter
Posted by:
Suwarti Karnati
Recruiter
Our client is an International Asset Management firm providing a wide range of premium investment products to clients globally as a market leader in the provision of both equities and fixed income products.
  • Monitoring and surveillance of investment guidelines and restrictions including setting up and maintenance of rules and watch lists in the Bloomberg AIM and Compliance checklists
  • Review control and monitoring feasibility from prospectuses, investment management agreements, and other contractual or regulatory documents
  • Pre and post trade monitoring of investment guidelines and follow up on breaches identified
  • Develop and implement compliance framework, firm’s policies and procedures and best practice standards
  • Update on new regulations and industry developments

Requirements:

  • At least 5 years of experience, covering Investment Compliance in Asset Management industry
  • Good understanding and working knowledge of Singapore legislations
  • Able to multi-task and work under tight deadlines
  • Team player with strong communication skill

To apply, please email your resume to assetmanagement.sg@alsrecruit.com

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