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Compliance Manager, Asset Management

Amethyst Partners Singapore
Posted 6 days ago Permanent Competitive
L
Posted by
Loretta Chan
Director
Our client is an established fund management firm investing in public securities such as equities, fixed income etc. As the business continues to grow, they are looking for a Compliance Manager and the role is based in Singapore

Key responsibilities:

  • Oversee and execute compliance activities for the firm such as business compliance, investment compliance and regulatory compliance etc
  • Liaise with regulators on regulatory compliance and filings
  • Manage and monitor AML/CTF framework
  • Collaborate with different offices to devise and execute compliance policies for the firm
  • Identify any potential compliance issues and provide solutions to the business
  • Update and advise the management on compliance issue and ensure the firm is in line with the regulatory standard and requirements
  • Keep track of new regulatory development and maintain the necessary filling
  • Participate in compliance projects when necessary

Key requirements:

  • Bachelor’s degree in Business or Law, or other discipline
  • At least 5 years of compliance experience in fund/ asset management industry such as mutual fund, hedge fund etc
  • Sound knowledge of regulatory compliance requirements in fund / asset management industry
  • Meticulous, diligent, motivated
  • Excellent communication and presentation skills

 

  • Interested parties please send your resume to Loretta Chan at loretta@amethystasiapartners.com
  •  Regrettably only shortlisted candidates will be contacted
  • EA License Number: 16C7899
  • Registration no: 201525121K

 

ABOUT COMPANY
Singapore
30 Employees Asset Management

Amethyst Partners offer specialized recruitment solutions within the asset management industry in the Asia Pacific region. We help our candidates to increase knowledge of their career options, and we provide strategic advice in unlocking their full career potential to achieve meaningful career advancement. We believe that career progression requires long-term planning, and thus we value good relations with our candidates to ensure that every career step they take could bring them closer to their personal goals.

If you are looking to speak with us for career advice, drop us your resume and/or contact at info@amethystasiapartners.com and our sector specialist will follow up with you.

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