For Recruiters

Compliance Manager (Singapore)

Hamlyn Williams Singapore
Posted 1 day ago Permanent S$4k - S$10k
S
Posted by
Stephanie Lui
Recruiter

My client is an online securities brokerage headquartered in Hong Kong, with businesses across Hong Kong, Singapore, China, and New Zealand. They are now looking for a compliance manager based in Singapore to support the daily operations and internal policies under the updated regulatory environment. 

Candidates are required to have minimum 4 to 6 compliance experience gained in financial institutions, preferably in securities brokerages or FinTech companies. This opportunity offers attractive package and fast-growing platform to further develop your compliance knowledge and skills.

 

Job Responsibilities:

  • Provide compliance advice on rules and regulations relating to the capital market product dealing, financial adviser and fund management businesses and internal policy and procedures requirements;
  • Perform onboarding of new clients in accordance with relevant KYC/AML regulatory requirements;
  • Perform periodic review of transactions and investigation with respect to potential trading malpractices identified;
  • Perform ongoing AML/CFT review and monitoring on client accounts including transaction monitoring, name screening, ECDD etc;
  • Keep abreast of development in regulatory requirements to ensure adherence to new and existing requirements. This may include updating policies and procedures and providing regulatory updates to Business;
  • Assist in any ad-hoc matters and projects as assigned by the Management;

Job Requirements:

  • Bachelor’s Degree, preferably business, finance or laws related;
  • 4 to 6 years of compliance experience in financial institutions preferably fintech company;
  • Possess sound knowledge and/or working experience in MAS regulations, SFA, FAA, transaction monitoring, AML/KYC and funds/discretionary investment management;
  • Proactive, objective and possess an aptitude of risks and controls;
  • Attention to details and possess an enquiring mind;
  • Good verbal and communication skills in English and Mandarin;
  • Good at reading and writing in Chinese;

For interested parties, please contact Winifred by w.tsang@hamlynwilliams.com for a confidential chat.

 

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HR & Recruitment
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