For Recruiters

Compliance Officer

Fangyuan Financial (Hong Kong) Limited
Singapore
Posted 5 days ago Permanent Competitive
Prudence Group (“Prudence”) is an investment management firm with around 60 employees in Hong Kong, Singapore and mainland China. Since 2008, Prudence has delivered high-quality returns to investors and received multiple industry awards.

 

Prudence Asset Management Pte. Ltd. (“PAM”) holds a Capital Market Services License issued by the Monetary Authority of Singapore (“MAS”), to conduct fund management. PAM independently manages asset management products and collaborates with other teams of Prudence to provide clients with the most suitable products and services.

 

PAM is now looking for candidates to join our Singapore office.

 

Compliance Officer

Location:          CBD, Singapore

Position:           Permanent

 

Responsibilities:

  1. Responsible for driving the Company’s Compliance program; conduct compliance monitoring and testing, including periodic internal reviews; maintenance and implementation of Company’s Compliance policies and procedures, including AML/CFT Manual, Outsourcing, TRM, Compliance Manual;
  2. Advising the stakeholders on compliance matters and provide periodic relevant update and training;
  3. Responsible for interactions with the MAS including, licensing, registrations, surveys and regulatory reporting;
  4. Responsible for compliance projects assigned by the management from time to time; engage with senior and external stakeholders including auditors.


Requirements:

  1. 2-3 years' direct experience in Asset Management industry, law firms or compliance consulting firms with sound knowledge of current regulatory environment and familiar with MAS rules/regulations; experience with the compliance issues relating to Cayman or other offshore funds is preferable;
  2. Bachelor preferably in Law, Finance, Accounting, or relevant disciplines and/or equivalent practical experience;
  3. Strong interpersonal and communication skills, Self-motivated and responsible; fluent in English; spoken and written fluency in Mandarin is preferred.

 

Additional Information and Application Method:

We offer competitive remuneration package: discretionary bonus, 5-days work week, paid annual leave, miscellaneous allowance, on job training and a stable harmonious working environment. 

 

For more information about the company, please refer to our website www.prudenceinv.com.

Interested parties please send your resume with current and expected salary and notice period to pam.recruiting@prudenceinv.com

 

Personal Information Collection Statement pertaining to Recruitment

All information received will be kept in strict confidence and only for employment-related purposes. The personal data collected will be used to assess your suitability to assume the job duties of the position for which you have applied and to determine preliminary remuneration, benefits package to be discussed with you subject to selection for the position. It is our policy to retain the personal data of unsuccessful applicants for future recruitment purposes for a period of two years.

Under the Personal Data Protection Act (“PDPA”), you have a right to request access to, and to request correction of, your personal data in relation to your application. If you wish to exercise these rights, please submit your request by email to the Data Personal Officer to pam.hr@prudenceinv.com.

Job ID  PAM0002_2022
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