Compliance Officer ( Financial Markets Trading)) Compliance Officer ( Financial Markets Trading)) …

Search Ally Pte Ltd
in Singapore
Permanent, Full time
Last application, 11 May 21
Competitive
Search Ally Pte Ltd
in Singapore
Permanent, Full time
Last application, 11 May 21
Competitive
Posted by:
Lily Yang • Recruiter
Posted by:
Lily Yang
Recruiter
Our client, a Tier 1 proprietary trading firm, is hiring a Compliance Officer to be responsible for ensuring their business operations and procedures comply with legal regulations and internal policies.

Responsibilities:

  • Leading Compliance projects related to electronic trading in all asset classes
  • Advising internal management and business partners on business-driven queries and the implementation of compliance programs
  • Collaborating on strategic projects by drafting business requirements, working with key internal teams and participating in user acceptance testing
  • Conducting regular tests of the business unit’s compliance with policies, procedures and regulatory controls, and analysis of new and updated controls and best practices in the industry
  • Working closely with the Head of Compliance for all regulatory compliance issues and related matters, and assisting with escalation and resolution of matters raised by internal surveillance and reporting
  • Lead employee training sessions on legal and compliance issues
  • Overseeing and handling all other ad-hoc tasks or projects as required by the regional or global compliance team.


Qualifications:

  • 5-10 years of relevant work experience in a regulatory compliance role with a financial services firm
  • Good knowledge of the regional electronic markets and various asset classes, as well as knowledge of the trading industry compliance processes and regulations.
  • Proven analytical skills, including the analysis of large amounts of order and trade data whilst maintaining attention to detail.
  • SQL and/or Python skills preferred

[EA License Number] 18C9289  |  [Registration Number] R1551292

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