We are looking for a seasoned Global Markets Compliance talent to take up this exciting position with our clients – a renowned global banking player.
This key position sits with Global Markets Compliance, supports the Head on Singapore regulatory matters, and takes the lead on certain businesses in Singapore and South East Asia. Specifically for Singapore, you will approve new business initiatives and other Global Markets compliance projects, including the rollout of training initiatives on rules and regulations, codes of conduct, laws, and regulations. You will also assist in reviewing marketing materials, conflict identification and mitigations, compliance desk reviews, and follow-through of trade surveillance alerts.
To succeed in the role, you should have 10 more years of Compliance experience with exposure to the Global Markets business. Sound knowledge of Singapore regulations, including SFA, FAA, and MAS requirements. Good communication skills, risk-based mindset, flexibility, resilience, and the ability to embrace changes.
Please reach out to firstname.lastname@example.org if this opportunity piques your interest. Your candidacy will be treated with the strictest confidentiality, and only successful candidates will be notified.
License number: R22S0952