Director, Markets & Product Compliance

  • Competitive
  • Singapore
  • Permanent, Full time
  • Robert Half Singapore , EA Licence No: 07C5595
  • 13 Feb 18 2018-02-13

A leading Private Bank is recruiting within their Regulatory Compliance team with the Director level hire to focus on Markets & Product Compliance. This is a growing brand in brand in the market with excellent career path options.

The Company

Robert Half are recruiting on behalf of a leading Private Bank who have an excellent brand name in the market. You will be working alongside a team of 5 Compliance professionals whilst reporting directly into the Head of Regulatory Compliance.

The Role

The successful incumbent will be responsible for developing and managing the markets & product compliance and governance within the bank and set the direction for global best practices. This will include developing the Markets Advisory and Surveillance function and provide regulatory advice to investment solutions, product sales and execution teams. The new hire will participate in new business initiatives and product due diligence, as well as providing support to regulatory relations teams where necessary. The jobholder will assist in managing the banks regulatory risk which will include the business on any new, relevant laws, regulations and internal policies/procedures.

Your Profile

To be suitable for this opportunity, you will be an experienced Private Banking Compliance professional, who has worked for leading PB in Singapore. Due to the nature of the role, you must be well versed in local regulations and have in-depth knowledge of the SGX Rules and Blue Book, SFA and FA. Due to the nature of the role, my client is looking for professionals who have experience in working in Compliance Surveillance within Private Banking

Apply Today

Please send your resume, in WORD format only and quote reference number DT10239807, by clicking the apply button. Please note that only short-listed candidates will be contacted.

Co. Registration no.: 200612189E | EA Licence no.: 07C5595 | EA Registration no.: R1770095