Financial Crime Compliance Surveillance Officer #115563

  • Competitive
  • Singapore
  • Permanent, Full time
  • Credit Suisse Asia
  • 19 Nov 18

Financial Crime Compliance Surveillance Officer #115563

We Offer
The Financial Crime Compliance (FCC) function is responsible for advising the business on the appropriate standards for compliance with the applicable AML/CFT laws, rules and regulations, advising on higher ML clients and transactions, providing training and the monitoring of client activities.

You will be part of the team responsible for ensuring operational compliance of the FCC Surveillance and Transaction Monitoring Program focusing on the Singapore Private Banking business. Reporting to the Singapore Head of FCC Surveillance.

  • You will review and investigate alerts generated by the AML transaction monitoring system and name screening systems in accordance with the defined bank's standards with a view of identifying potentially suspicious transactions; this will require interaction with Relationship Managers.
  • For Level II analysts, you would review the higher risk alerts raised by Level I analysts.
  • You will produce appropriate management information and raise potential issues in a timely manner.
  • Represent as needed FCC in change the bank or run the bank projects related to AML surveillance as well as ensure that the annual threshold tuning exercise or required User Acceptance Testing are appropriately executed.
  • For team leaders, you will support the Surveillance Head in training the AML Analysts in the execution of their duties.
  • You will draft and produce policies or procedures for the AML monitoring framework as needed.
  • Any other tasks assigned by the manager.


You Offer
  • You should have a Degree with at least 2 years of track record in AML transaction surveillance, or other related financial crime or money laundering investigations.
  • You have a can-do spirit, adaptable to a fast-pace environment and able to work under-pressure.
  • You have strong analytical skills and problem-solving skills.
  • You are a confident communicator with excellent writing skills.
  • You have an eye for detail, and ability to identify relevant issues with appropriate resolution strategies.
  • Your prior experience of AML surveillance monitoring in private banking environment would be helpful. Working knowledge of MANTAS system is desirable.
  • Your knowledge of monitoring typologies, Singapore AML/CFT laws and regulations and international AML standards (FATF, Wolfsberg) in context of monitoring will be helpful.
  • You have the ability to work well and get along with colleagues of the bank including, business, operations, other Compliance colleagues, Regional FCC Management, etc.
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