Group Head of Risk and Compliance, APAC – Global Investor Services Group (Singapore based) Group Head of Risk and Compliance, APAC – Global  …

LMA Recruitment
in Singapore
Permanent, Full time
Be the first to apply
Competitive
LMA Recruitment
in Singapore
Permanent, Full time
Be the first to apply
Competitive
Posted by:
Dyana Jumadi • Recruiter
LMA Recruitment
Posted by:
Dyana Jumadi
Recruiter
• Role : Group Head of Risk and Compliance • Remuneration : up to SG$170K/annum base + Variable bonus • Location : Singapore

Job Description

The overall goal of the Risk & Compliance function is to protect the Group brand and to support the successful execution of the Group’s business strategy through the delivery of an integrated risk and compliance culture and programme across the Group. Risk & Compliance aims to support the Board and senior management to fulfil their statutory and regulatory obligations, by helping to ensure compliance with the laws, regulations, principles and codes established by our regulators.


Responsibilities

In meeting the above goal and objectives the Risk & Compliance Lead will be responsible for leading and overseeing the R&C team in Asia, and in doing so will discharge the following principal responsibilities:
 

  • Compliance monitoring
  • Review and update Compliance policies and procedures
  • Provide regulatory advice and guidance to the business
  • in other FCC matters
  • Provide compliance and AML/CFT training
  • Participate in governance committees
  • New business review and sign off for AML/CDD compliance purposes, and provide support
  • Manage regulatory relationship and be the primary liaison with the regulatory authorities
  • Act as the Data Protection Officer for APAC

 

Qualifications
 

  • Holds a university degree and a relevant professional qualification.
  • Seasoned senior compliance leader, with demonstrable track record of relevant regulatory experience and approvals.
  • Excellent working knowledge of the local legislative and regulatory framework, and of dealing with relevant regulators.
  • Strong knowledge of both trust and company administration and investor services (fund admin) sectors.
  • Familiarity with relevant operational, financial and regulatory requirements.
  • People leadership experience.
     

Interested applicants please submit your resume to serene.tan@lmarecruitment.asia

EA Reg no: R1328685

Company Reg. No.: 201131609D

Licence No.: 11C4684

Company Overview

Big enough to find the best.

Small enough to really know them.

It’s easy to get pompous about what we do. To name drop our global clients or wax lyrical about ‘pioneering psychometric testing’. But if you’re not careful, you lose sight of what’s really important; relationships and people.

Without relationships, you don’t truly understand the client, their business culture and who they really need. You miss the nuances of each candidate, the human behind the CV and what makes them tick. And the ‘right fit’ slowly starts to blister.

Since 1999, LMA has supplied great candidates to blue-chip businesses in London and Singapore. We draw on in-depth market intelligence and use industry-leading tools to search, screen and select. We have specialist consultants and a global network. And we’re professional beyond measure. 

But we never lose sight of what matters; how important the right people are to businesses, and the right careers are to people.

LMA Recruitment logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...