Head of Compliance

  • Competitive
  • Singapore
  • Permanent, Full time
  • JAC Recruitment , EA Licence No: 90C3026
  • 12 Feb 19

My client, one of the securities firms, is currently looking for the talented candidate with compliance experience to launch Singapore office as their oversea expansion.

As the Head of Compliance, you will be handling all aspects of the compliance of the company, working closely with SG head to ensure that the company meets all compliance standards.

As this is a new setup in Singapore, the roles and responsibilities are not very clearly defined and would change.
 

Job Description: You will be expected to oversee compliance, legal and risk management in the company. Job scope includes developing and implementing an effective legal compliance program through company’s policies, rules and regulations (compliance, other HR related) as well as implementing the education and training for employees. You will also be responsible in preparing the regulatory and ad-hoc reports to the MAS or other authorities. You will directly report to the Company’s CEO as well as to the Compliance Head in parent/ultimate parent companies.

Desired Candidate Profile:

· Experience in the MAS-licensed and/or registered financial institution (preferably in

brokerage business)

· Being familiar with the relevant laws and regulations

· At least 10+ years’ work experience in similar positions in Singapore.