Head of Compliance - Leading Brokerage Firm Head of Compliance - Leading Brokerage Firm …

Selby Jennings
in Singapore
Permanent, Full time
Last application, 21 Sep 21
Negotiable
Selby Jennings
in Singapore
Permanent, Full time
Last application, 21 Sep 21
Negotiable
My Client is a leading Financial Services and Brokerage Firm and I am recruiting for a Head of Compliance to be based in the Singapore office. Reporting to the C level stakeholders in Singapore, you will be given full oversight of all Compliance matters in the region.

Key Roles and Responsibilities of the Head of Compliance, Financial Services and Brokerage role -

  • In charge of oversight on all compliance matters across business operations with relevant legislation/regulations
  • Provide advisory on compliance implications of business decisions, both for on-going issues and in project decisions Interpret and assess regulatory updates, and stay abreast of changes, advice and conducting training internally
  • Liaise and coordinate with MAS on all reporting requirements and submission as well as addressing any queries
  • Provide advice to business heads on new products and initiatives including all regulatory requirements
  • Develop a proactive, integrated compliance approach and spearhead compliance culture within the enterprise Support management through the provisions and implementation of new policies
  • Provide assistance in legal matters and liaise with external legal counsel Undertake additional functions and duties when required

Key Roles and Responsibilities of the Head of Compliance, Financial Services and Brokerage role -

  • Graduate with a degree from reputable universities
  • A minimum of 8 years compliance experience within Compliance in a Brokerage house
  • Self-motivated, meticulous and able to multitask
  • Excellent communication and interpersonal skills Professional qualifications in Compliance will be an added advantage
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