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SVP, Compliance Advisory CMB GBM - Global Functions

HSBC
Singapore
Posted 5 days ago Permanent Not Specified
SVP, Compliance Advisory CMB GBM - Global Functions

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Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high calibre professional to join our team as an SVP, Compliance Advisory CMB GBM.

Principal Responsibilities

  • The SVP CA is a key role to support the Head of CA, MSS and Head of CA, Wholesale Banking (WSB) whom the Head of CA, MSS reports to
  • The role has broad responsibilities for supporting implementation and management with guidance from respective Compliance Team Heads in all aspects of Regulatory & FCC Compliance for the Singapore wholesale Business.  These includes impact analysis of regulatory changes, managing regulatory risk assessment, assessing conduct risks, providing compliance advisory, and driving and execution of the various Regulatory & FCC Compliance work streams and assurance for the Wholesale Business Lines in Singapore, while ensuring alignment with Global Standards
  • The role requires strong partnership with the various LOB business and leadership teams. As part of the Singapore Country Strategic Advisory Plans (CSP) and the HSBC Group pivot to Asia strategy where Singapore is a Scale and priority market, there are ambitious growth plans due for execution in Singapore and SEA, with Singapore being a key site for the SEA strategy.  These CSP growth plans include various digital initiatives and cross border strategies and introduction of new products and services
  • These plans introduce various RC and FCC risks (i.e. cross border, FCC risks, Fraud risks etc.) that require the Compliance teams to be able to advise and risk steward these initiatives.  Being a GCB 4, the role will also require maturity and ability to communicate/interact with senior business stakeholders
  • The role will also need to stay at the forefront of regional regulatory changes impacting the Wholesale Businesses, in particular the Markets space, to provide support for proactive communication with business and develop appropriate policy and framework to manage the changes, including creating regulatory compliance awareness through proactive engagement with business stakeholders and training
  • Risk stewardship and involvement in the Group NFRO transformation are also part of the role

Requirements

  • The role is to assist the Compliance Team Lead Singapore to support MSS and diversified Global Wholesale Business in Singapore
  • Role requires 10+ years of Regulatory &/ or FCC compliance experience
  • Have good working knowledge of regulations (ie. Banking Act, SFA, FAA)
  • Have excellent interpersonal and negotiation skills
  • Must be analytical and have a good eye for detail. -  Possess strong communication skills both verbal and written
  • Able to work under pressure and tight deadlines
  • Able to work both as a team player as well as independently

To be considered for this role, the relevant rights to work in Singapore is required.

You’ll achieve more when you join HSBC.
http://www.hsbc.com/careers%C2%A0 www.hsbc.com/careers

HSBC is committed to building a culture where all employees are valued, respected and opinions count. We take pride in providing a workplace that fosters continuous professional development, flexible working and opportunities to grow within an inclusive and diverse environment. Personal data held by the Bank relating to employment applications will be used in accordance with our Privacy Statement, which is available on our website.

Issued by The Hongkong and Shanghai Banking Corporation Limited.

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Job ID  0000HNF0
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