Senior Associate, Compliance Consulting Senior Associate, Compliance Consulting …

Duff & Phelps Singapore Pte. Ltd.
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 15 Jul 20
Competitive
Duff & Phelps Singapore Pte. Ltd.
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 15 Jul 20
Competitive
Duff & Phelps is the global advisor that protects, restores and maximizes value for clients in the areas of valuation, corporate finance, investigations, disputes, cyber security, compliance and regulatory matters, and other governance-related issues. Duff & Phelps’ Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

RESPONSIBILITIES:
• Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
• Opportunity to develop MAS and other global regulatory knowledge and experience
• Drafting compliance manuals and other compliance documentation for clients
• Establishing and maintaining the compliance infrastructure for clients
• Undertaking periodic compliance monitoring reviews at client premises
• Writing compliance monitoring reports
• Managing regulatory reporting schedules
• Drafting and/or reviewing regulatory reports and returns
• Providing ad hoc regulatory advice and solutions
• Updating clients on regulatory change
• Assisting Duff & Phelps in updating compliance material to take account of Rule changes
• Client training opportunities
• Networking with industry professionals


REQUIREMENTS:
• A minimum of 5 years of experience in a financial services regulatory compliance role, e.g., within a regulator, a regulated firm or a consultancy
• Detailed understanding of MAS rules and regulations
• Good understanding of the financial services industry in particular the alternative asset management
• Ability to work on own initiative and as part of a team
• Client facing, solutions focused skills
• Clear, logical thought processes, ability to make decisions and articulate these clearly
• Strong oral and written communication skills
• Time management and ability to work under pressure
• Legal or audit background would be useful
• Possessed or pursuing relevant professional qualification including CFA or CAIA
• Candidates with less experience will be considered as Analyst


In order to be considered for a position at Duff & Phelps, you must formally apply via careers.duffandphelps.jobs

Duff & Phelps is committed to equal opportunity and diversity, and recruits people based on merit.

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