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Qontel Search Pte Ltd

Senior Compliance Officer

Qontel Search Pte Ltd
Singapore
Posted 6 days ago Permanent Competitive
Helen
Posted by
Helen Ng
Director
Our client is a reputable financial institution with global footprints. This is an opportunity for individuals seeking to have a broader Compliance spectrum.

As a key member of the compliance team, you will report and assist the Regional Head of Compliance on compliance advisory including managing regulatory updates, regulators’ inspections, licensing queries, drafting of policies and procedures etc.  You will also have responsibility on compliance monitoring and surveillance activities i.e., staff dealing, gift and entertainment, thematic reviews, maintaining the monitoring program and trade surveillance.  Other core compliance tasks are conducting compliance induction training, managing registration process and registers and reporting.

To qualify for the role, you should possess at least 8 – 10 years of relevant compliance experience, preferably with knowledge of securities.  Knowledge of Singapore regulations such as Securities & Futures Act and SGX-ST rules. Previous working experience with the regulator is a plus! Good interpersonal skills, analytical and attention to details are desirable traits.  

Interested applicants, please reach out to me at helen@qontelsearch.com and your interest will be treated with the strictest confidentiality.

Licence number: R1105493

 

Job ID  Qontel/hng/27422
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HR & Recruitment
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