This is a key hire for Asia supporting the CCO in advising the business regarding regulatory requirements, administering the firm’s compliance oversight function, monitoring the regulatory horizon, and implementing processes intended to meet regulatory requirements.
You will have the opportunity to be involved with the implementation of new regulatory requirements including collaboration with other business units and development of firm-wide and departmental policies and procedures.
Requirements
Over 8 years’ experience in a compliance role
Experience working with exchanges and regulators
Prior experience of electronic trading and associated compliance control framework
Proprietary trading / quantitative trading firm, bank, brokerage, or large asset management compliance experience is preferable
Benefits
Excellent work culture and opportunity to be part of an award-winning company, with good team dynamics. Low staff turnover, ethical and great office spaces.
