* Securities Firm * Regulatory Compliance and AML Focused * Boutique and Autonomous Culture

Our client is a regional securities firm seeking a senior Compliance Manager for their Compliance team. Reporting to the Compliance Head, the successful candidate will interface and manage client onboarding, KYC reviews, AML procedures and monitor client subscription / redemption activities. He / She will ensure timely and accurate filings of regulatory returns with local regulators. Engaging and working with auditors, tax and legal counsel on business matters are also expected.

To succeed in this role, you should have a good university degree in finance, accounting or law, have at least 5 years experience in compliance in similar or related indutries and strong understanding of the regulatory environment in Singapore. You should also enjoy a specialist single contributor role and thrive in an autonomous and independent environment.

Please consider your application filed for future reference if you do not hear from us within 10 working days from submission date.

Job ID 2302/3/COMPL

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