Senior Market Surveillance Associate Senior Market Surveillance Associate …

Michael Page
in Singapore
Permanent, Full time
Be the first to apply
Negotiable
Michael Page
in Singapore
Permanent, Full time
Be the first to apply
Negotiable
* Conduct market surveillance duties and investigate close alerts on market activities * Provide advice and guidance to business units on new and existing regulations

Headquartered in Singapore, our Client is a well-established and reputable firm which provides commodities and derivatives trading in the asset classes of energy, agriculture, interest rates, bond and stock indices

Description

  • Part of the Compliance team which sits on the trading floor
  • Monitor regulatory changes, draft and review compliance policies and procedures
  • Provide advice on topics like regulatory changes, marketing materials, licensing requirements, personal account trading, disclosure of outside business interest/conflicts of interest, cross-border activities
  • Attend queries from MAS or overseas regulators
  • Conduct desk and compliance control reviews and enhancements
  • Manage audit inspections and provide support on any compliance projects

Profile

  • University degree in Finance, Accountancy or Business from reputable institutions
  • Minimum 4 years of experience in trade surveillance or market surveillance
  • Good communication and interpersonal skills, positive team player
  • Good strong understanding of the SFA, FICC products and trading

Job Offer

You will get to work with a team of professionals with great exposure to trading activities. Remuneration package is competitive.

To apply online please click the 'Apply' button below. For a confidential discussion about this role please contact Breana Chua on +65 6541 9949.

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