Reporting to the Head of Compliance, you will act as point person for regulatory compliance matters. You will develop and enhance the Compliance framework, policies, procedures and ensure their alignment with regulatory requirements. You will keep abreast of the latest regulatory developments that will impact the Bank, perform impact analysis and provide regulatory updates to senior management. As a trusted advisor to the business, you will work closely with them on the interpretation and applicability of regulations and policies. You will manage the Bank's relationship with regulatory bodies. Other responsibilities include but not limited to overseeing regulatory change management processes, conducting compliance training, participate in various committees, audit and regulatory examinations etc. You will enhance compliance awareness of the Bank through regular communication and play a crucial role in advocating a strong compliance culture.
You are degree qualified with at least 10 years of Compliance experience in Financial Services/Banking and prior Private Wealth Management experience. You must be well versed with MAS regulations i.e. Securities and Futures Act (SFA) or Financial Advisers Act (FAA) or Banking Act and experience performing a regulatory advisory role. Experience managing regulatory relationships (MAS/CAD) will be advantageous. You are highly motivated, an effective communicator, possess good judgment and able to work under pressure. You are confident in managing senior stakeholders and have strong influencing skills.
To apply, please submit your resume to Christina Tay at firstname.lastname@example.org, quoting the job title and CR21968. We regret that only shortlisted candidates will be notified.
License no. 16S8060
Registration no. R1658357