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Eximius Group

Compliance Trade Floor Supervisor

Eximius Finance
United Kingdom, London
Posted 2 days ago Contract £65,000 + benefits and bonus
L
Posted by
Lee Barnish
Recruiter
My client, a leading Global Bank, are recruiting for a 'Compliance Trade Floor Supervisor' in London on a 12 month Fixed Term Contract. You will have responsibility for trade floor supervision and business risk management for their Capital Markets Trading Products. In this role you will work closely with the Lines of Business (LOBs) to assess, analyse, update business risk matters and ensure that appropriate controls are in place to mitigate regulatory risk and increase the potential for revenue

KEY DIMENSIONS

 

  1. Risk Assessment                                                        15    %
  2. Administration of Risk Control                                            50    %
  3. Relationship Management                                          30    %
  4. Managerial Leadership                                                  5    %

 

Knowledge:

  • An undergraduate degree
  • As a minimum requirement, the candidate should have several years of experience in a Compliance or Regulatory function covering Capital Markets.
  • A solid understanding of regulator expectations and the process through which regulatory requirements are integrated into business processes as well as techniques for resolving regulatory issues that are uncovered after-the-fact.
  • In-depth knowledge of Capital Markets products and services including related functions and responsibilities of support groups and stakeholders (e.g., Compliance, Operations, Technology, Law Department, Tax Department, Accounting and Finance areas, etc.).
  • Knowledgeable of the various risks and controls associated with Capital Markets’ business activities, including market risk, credit risk, and operational risk.
Job ID  LBTor23145
ABOUT COMPANY
United Kingdom, London
HR & Recruitment
Eximius Group helps business in the financial services, legal, technology, business support and energy sectors attract the best talent. Eximius Finan...
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