Entity Risk and Control Officer Entity Risk and Control Officer …

BNY Mellon
in London, England, United Kingdom
Permanent, Full time
Last application, 22 Sep 19
BNY Mellon
in London, England, United Kingdom
Permanent, Full time
Last application, 22 Sep 19
Entity Risk and Control Officer
Overview Of BNY Mellon:
BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 35 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations and high-net-worth individuals, providing superior asset management and wealth management, asset servicing, issuer services, clearing services and treasury services through a worldwide client-focused team.

Job Purpose

The role will report to the London Branch Senior Principal and is instrumental in supporting the Senior Principal in overseeing and forming a holistic view of London Branch's activities and ensuring that it is properly controlled and governed. The incumbent will lead the development, implementation and monitoring of relevant metrics to provide a transparent view of the risk and control environment, support the London Branch Management Committee in making informed decisions and discharging its responsibilities. The incumbent will play a key role in improving the resilience of the London Branch by actively joining in and leading relevant resilience initiatives.

Responsibilities include but are not limited to:

• Serve as Governance, Risk, Control and MI Subject Matter Expert for the London Branch
• Develop comprehensive management information that supports the London Branch governance, risk and control environment;
• Enhance London Branch operational resilience capabilities by developing and tracking relevant operational resilience metrics, providing transparency on the state of resilience and required areas of enhancement;
• Provide 1st Line coordination of Operational Continuity in Resolution (OCIR) compliance assurance;
• Support London Branch assessments, including High Level Assessment, AML/Sanctions assessment, identification and assessment of Conflicts of Interest impacting the London Branch, and others as required;
• Evaluate London Branch's risk profile; proactively identify control deficiencies through risk and control initiatives and BAU meetings/discussions. Monitor progress of corrective action plans;
• Partner with 2nd Line Risk and Compliance and Internal Audit to establish and maintain a comprehensive risk-control environment within the London Branch;
• Coordinate the completion of outstanding Internal Audit and Compliance Monitoring points for the London Branch; and support EMEA regional management response to and tracking of complex audit and compliance monitoring findings across Lines of Business and the London Branch (and other legal entities).
• Support the production of management reports for the London Branch Management Committee;
• Provide support to regional governance committees, including the EMEA Resilience and Resolvability Steering Committee and other control committees as required;
• Participate in cross-entity initiatives, including resilience control remediation and other initiatives, as required.



• Bachelor's degree and previous experience within financial services
• Robust risk and control, governance, and/or compliance experience gained in the 1st or 2nd Line of Defence roles
• Good understanding of operational risk tools, control frameworks and taxonomy
• Solid understanding of an entity's risk and control environment
• Experience with metrics and data analysis
• Delivery focused, with proven track record of delivering on expectations
• Ability to manage multiple concurrent assignments of varying scope and complexity in a cross-functional environment.
• Demonstrated ability to work, collaborate and lead effectively on a geographically dispersed team.
• Confident, self-starter with the ability to work with minimal supervision.
• Strong interpersonal, verbal, and written communication skills and attention to detail.
• Takes initiative, accepts challenges, grows business acumen, and establishes/sustains internal/external networks and relationships in a complex organisational environment
• Acts with integrity and holding oneself accountable for their remit

What we can offer you:

• Challenging, fun and supportive environment
• 25 days holiday (in addition to Bank Holidays) plus opportunity to purchase up to 5 extra days
• Highly competitive benefits package including pension and private medical cover

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: United Kingdom-Greater London-London
Job: General Mgmt / Admin
Internal Jobcode: 70400
Organization: EMEA IS REG Change Area Mgmt-HR16447
Requisition Number: 1911375