Part-time Compliance Consultant - 12 Month FTC Part-time Compliance Consultant - 12 Month FTC …

Pure Search
in London, England, United Kingdom
Permanent, Full time
Last application, 14 Jul 19
Up to GBP60000 per annum + Full benefits package
Pure Search
in London, England, United Kingdom
Permanent, Full time
Last application, 14 Jul 19
Up to GBP60000 per annum + Full benefits package
A new position has arisen for a Part-Time Compliance Consultant under a 12 months Fixed-Term Contract at a Compliance Consultancy.

The ideal candidate will have a broad capability to:

  • Provide regulatory advice to clients and and draft compliance manuals and policies
  • Actively provide support to other members of the team
  • Draft the FCA application for the companies who are seeking the authorization, including business plan, financial projections and a comprehensive set of compliance documents
  • Visit clients on a periodic basis in order to review the compliance monitoring undertaken and policies etc.
  • Handle a discussion with the client regarding any regulatory concerns and assist with problem solving
  • Be able to present an opinion and findings in a clear and concise manner at both staff and senior management level

You will need:

  • A minimum of 2 years' experience in either a regulated environment, legal or other professional services firm in the financial sector
  • Good knowledge of FCA handbook
  • Relevant understanding of current UK regulations including MIFID II
  • CISI or equivalent qualification will be highly considered
  • Strong motivation to learn and to be part of a proactive team

Please email if you would like to know more.

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