Regulatory Disclosures VP

London, England, United Kingdom

The Role


Regulatory Disclosures VP  


A Tier 1 Bank is currently looking to make an experienced hire in their Regulatory Aggregation team. This role assists the organisation in the daily monitoring of equity positions to fulfil the disclosure obligations arising from Large Shareholders Rules.

Must Have Large Banking Exposure!

The role is heavily focused on providing regulatory advice on Equity holdings as well as Shareholder Reporting obligations in all EMEA Jurisdictions



The main responsibilities and skills include:

  • Testing the effectiveness of the control processes to ensure that the firm adheres to legal standards
  • Monitoring daily equity positions to fulfil the disclosure obligations i.e Short Selling Rules and Take holder rules in the EMEA
  • Liaising with Compliance technology on all matters of System Enhancements
  • Conducting an impact analysis for new regulations and updated relevant policies


Key Skills;

  • Previous Experience involving regulatory disclosure obligations or significant exposure to Equities products
  • Solid analytical skills, Workflow management and data interpretation
  • Organised individual with the ability to work and remain calm under pressure
  • Highly motivated
  • Used to working to deadlines