FINANCIAL SERVICES RECRUITMENT

LONDON | NEW YORK

JOB SUMMARY

Vice President - Compliance & Conduct, Flow Rates Advisory

My client a leading financial services provider, is looking for a candidate with fixed income advisory compliance experience to join the London office in the role of Compliance & Conduct, Flow Rates Advisory VP.

JOB TEXT

My client a leading financial services provider, is looking for a candidate with fixed income advisory compliance experience to join the London office in the role of Compliance & Conduct, Flow Rates Advisory VP.

The successful candidate will play a leading role in ensuring that the team delivers a high standard of compliance advice and support across all businesses covered. The firm will look to you to develop a strong understanding of the business, and to proactively guide and lead the business on conduct and compliance matters.

Responsibilities:

* This role will see you joining the Currencies, Flow Rates, Treasury, and Currency Pay team within our Compliance & Conduct function, responsible for providing compliance coverage to the trading and investment banking businesses of the company. Your primary focus will be on the Flow Rates business but you'll also collaborate with the wider team on a variety of activities.
* You'll be responsible for providing compliance support to the Flow Rates business. This will involve advising trading and sales employees, and senior management, on regulatory compliance and conduct standards such as those that relate to the treatment of clients, and to behaviour in financial markets.
Required Skills & Experience:

* Strong oral and written communication skills.
* The ability to convey complex issues and concepts in a clear and concise manner.
* Strong people skills, and the ability to work collaboratively in teams and on complex programmes.
* Influencing and conflict resolution skills.
* A keen interest in financial markets and conduct matters, with a strong desire to learn more.
* To be a self-starter.

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  • Negotiable
  • London, England, United Kingdom
  • Permanent, Full time
  • Charles Levick
  • 2018-11-16