Financial Reporting Internal Controls Manager Financial Reporting Internal Controls Manager …

Ashton Lane Group
in Los Angeles, CA, United States
Permanent, Full time
Last application, 19 Jun 19
Competitive Base & Bonus
Ashton Lane Group
in Los Angeles, CA, United States
Permanent, Full time
Last application, 19 Jun 19
Competitive Base & Bonus
Manage the ICFR Control Assurance Team of a leading financial firm

Responsibilities:

  • Assess and improve upon the Sarbanes Oxley and Model Audit testing controls framework
  • Execute compliance engagements and monitor multiple portfolios of testing activities, including the quality of work performed, timely completion, and communication with the business.
  • Develop ICFR Test Strategies through analysis of risks in conjunction with key stakeholders and business unit leadership across multiple product lines and business segments.
  • Lead and mentor a small team including constructive performance coaching, training, and talent development, and recruitment.
  • Oversee the coordination of all ICFR testing related activities with External Audit and Regulators
  • Facilitate strong compliance of internal controls across the firm through fostering relationships, information dissemination, education, and feedback
  • Serve as subject matter expert on all internal control testing aspects for Finance, assurance networks, and SOX.
  • Lead multiple departmental special projects at direction of functional leadership

Requirements:

  • 10+ years of relevant regulatory internal audit / control testing
  • In-depth experience with internal control testing plans, both Business and IT, for compliance with SOX and NAIC Model Audit Rule (MAR) regulations.
  • Broad understanding of Financial Accounting and internal control over financial reporting (ICFR) 
  • Strong project management abilities
  • Excellent writing, verbal and interpersonal skills
  • BS/BA (Finance and/or Accounting preferred). CPA/CIA/CISA preferred

For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com

Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com

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