Director, AML Compliance

My client is a top tier global financial services, at this position you would be leading the effective implementation risk and compliance programmes

I am seeking for a Financial Crime Compliance expert who is interested to expand their scope into sales/conduct/product compliance

1. Be an SME on FCC matter. Lead establishment and revamption of FCC framework including but not limited to AML, ABC, Market Conduct, Sanctions, Fraud Risk, Investigation, KYC/CFT, etc.
2. Provide advisory on SOW/SOF/CDD/EDD/PEPs and high-risk customer onboarding.
3. Conduct thematic reviews and investigations relating to FCC. Support escalation and reporting where required.
4. Be contact person for distribution and product compliance. Support the implementation of these frameworks
5. Ensure all compliance framework (FCC + RC) aligned with regional and regulators requirement
6. Gather and evaluate regulatory updates and ensure business are aware of the new trends on risk that impact business growth
7. Develop and maintain policies, procedures, standards and governance documentation supporting compliance requirements
8. Prepare risk and compliance reports, dashboards and management information for Senior Management, Committees and the Board
9. Support regulatory submissions and filings and other regulatory reporting requirements
10. Advice and monitor remediation after investigations

Requirements

1. Degree holders
2. 10+ years experience on FCC/AML/CDD/EDD in bank, security, private bank, insurance, or wealth management experience preferred
3. Regulatory compliance knowledge - includinging FATCA/CRS/sales compliance/cross-border distribution activities
4. Proven record in establishing, implementing and overseeing compliance (FCC + RC) frameworks
5. 2.5 line experience preferred (compliance monitoring, assurance testing, RCM, governance reporting)